Conferences & Education

WIB Compliance Boot Camp
Beyond Basic Training

November 1, 2011 • East West Bank, Financial District, San Francisco

This one-day workshop, designed exclusively for community bankers, shares the latest ways to design, implement and execute an effective compliance risk management program. In today’s ever-changing environment, you can’t afford to waste time with lectures on high-level theory and worn-out information! This hands-on, how-to workshop includes case studies and exercises that show you what to do, then lets you practice doing it.

Workshop Topics & Case Studies

• Identifying emerging risks and trends in regulatory enforcement and applying that knowledge to your program updates
• Educating and assisting your board of directors in the proper execution of their oversight responsibilities
• Ensuring your risk assessments are adequate, accurate and on point without being cumbersome and complicated
• Choosing the right external resources, such as software vendors and audit firms
• Applying proper monitoring techniques to ensure that you can detect problems
• Investigating weaknesses and recommending corrective actions – in ways that get real results
• Communicating effectively with your staff, managers, directors and regulators.

About the Case Studies

Pam will be joined in presenting the case studies by other nationally recognized expert panelists who will bring you the latest developments from their specialty fields. Cases presented will focus on:

• BSA/AML monitoring issues and the latest innovations in both software and services
• Monitoring and mining your CRA and HMDA data for compliance and marketing results
• Using technology solutions to manage your never-ending compliance “to-do” list

Who Should Attend

• Chief Compliance Officers
• Compliance Managers
• Audit Managers
• Deposits Managers
• Credit Administration   
• BSA/AML Specialists

Schedule

Presenter

Pamela J. Perdue, Chief Compliance Strategist, Continuity Control
Pamela Perdue is a nationally recognized regulatory expert with over 20 years of experience in consumer compliance and Bank Secrecy Act/anti-money laundering regulations. Prior to forming My Compliance Info, her last firm, she was part of the executive team of Compliance Coach, Inc., a leading provider of compliance solutions. As the vice president of content, Perdue designed and implemented risk management learning programs and software that enhanced the performance of financial institutions, regulatory compliance and audit professionals. Before that, she was a senior examiner with the Federal Reserve. Perdue specializes in the remediation of troubled compliance programs after enforcement actions, and routinely speaks at banking conferences, symposia and compliance schools.

Registration Information

Regular Registration Fees
Member: $395
Nonmember: $525
De Novo Bank Member*: $295

Registration includes continental breakfast and networking lunch.

*De Novo Bank is defined as banks in organization, groups in formation or WIB member banks opened 7 years or less from the date of this program.

Cancellation Policy
Registration fees minus $50 processing fee will be refunded if cancellation is received by October 14. No refund if cancellation is received within two weeks of the start of the program. Substitutions welcome. WIB is not responsible for airfare penalties incurred due to the cancellation of this program.

Our Guarantee
If you are not completely satisfied with this workshop, contact us within 10 days of the workshop and we will refund your registration fees.

Location Information

East West Bank
555 Montgomery Street, 8th Floor
San Francisco, CA 94111

Write education@wib.org for travel information and hotel recommendations.